ShieldCert System - Complete ITAD Management Platform — Software Requirements Specification (SRS)
Table of Contents
- 1 Document Information
- 2 Project Overview
- 3 System Modules
- 4 Integration Architecture
- 5 Cross Cutting Concerns
- 6 Deployment Strategy
- 7 Training Change Management
- 8 Risks Assumptions
- 9 Success Metrics
- 10 Sign Off
- 11 Appendices
1 Document Information
| Field | Value |
|---|---|
| Project Name | ShieldCert System - Complete ITAD Management Platform |
| Version | 1.0 |
| Date | 2025-12-22 |
| Project Manager | TBD |
| Tech Lead | TBD |
| Qa Lead | TBD |
| Platforms | ['Web', 'Mobile', 'Cloud'] |
| Document Status | Draft |
| Client | Paladin Envirotech |
| Document Code | SHIELDCERT-MASTER-122025 |
2 Project Overview
2.1 What Are We Building
2.1.1 System Function
A comprehensive IT Asset Disposition (ITAD) management platform that supports the secure, compliant, and environmentally responsible management of IT assets throughout the disposition lifecycle, including asset intake, tracking, data sanitization, auditing, recycling, resale, and final settlement. The system manages the complete workflow from account management and inbound orders through receiving, auditing, processing, sales, and shipping with full traceability and compliance reporting.
2.1.2 Users
- Account Managers: Client relationship management, SOW creation, order management
- Operations Staff: Receiving, auditing, processing, inventory management
- Value Recovery Team: Sales order creation, pricing, asset valuation
- Warehouse Operators: Physical asset handling, pallet management, shipping
- Model Management Team: Product catalog management, model approval
- Customer Service: Invoice creation, client communication
- Administrators: User management, system configuration, master data
- Executives: Reporting, analytics, business intelligence
2.1.3 Problem Solved
Eliminates manual processes in IT asset disposition: paper-based tracking causing asset loss and compliance issues, lack of real-time visibility into asset status and location, manual data entry leading to errors and inefficiency, fragmented systems preventing end-to-end traceability, compliance risks from inadequate audit trails, revenue leakage from poor asset valuation and tracking, and inability to provide clients with accurate, timely reporting on asset disposition status.
2.1.4 Key Success Metric
Complete digital transformation of ITAD operations achieving: 99% asset tracking accuracy, 100% compliance with data protection regulations, 50% reduction in processing time, 30% increase in asset recovery value, real-time visibility across all processes, automated reporting and invoicing, and seamless integration with accounting systems.
2.2 Scope
2.2.1 In Scope
- Complete account and client management system
- Statement of Work (SOW) management with SLA tracking
- Inbound order management and receiving processes
- Asset auditing and data capture with barcode/QR scanning
- Inventory management and warehouse operations
- Sales order creation and outbound shipping
- Invoice generation and accounting integration
- User management and role-based access control
- Comprehensive audit trails and compliance reporting
- Master data management and system configuration
- NetSuite integration for accounting and invoicing
2.2.2 Out Of Scope
- Physical data destruction equipment integration (manual process)
- Third-party logistics provider systems (API integration only)
- Client portal for external access (Phase 2)
- Advanced analytics and business intelligence dashboards (Phase 2)
- Mobile applications for field operations (Phase 2)
- Integration with environmental compliance systems (manual reporting)
3 System Modules
3.1 Account Management
3.1.1 Module Name
Account Management Module
3.1.2 Module Code
ACCOUNT_MGMT
3.1.3 Document File
srs_account_management.json
3.1.4 Description
Complete client account lifecycle management including account creation, contact management, pickup addresses, document storage, and SOW configuration
3.1.5 Key Features
- Account dashboard with filtering and export
- Account creation and approval workflow
- Contact management with multiple contacts per account
- Pickup address management with responsible contacts
- Document upload and management
- Statement of Work (SOW) creation and management
- Service fee configuration and pricing
- SLA management and tracking
3.1.6 Integration Points
- Inbound Orders
- Sales Orders
- Invoicing
- NetSuite
3.1.7 Status
Complete
3.2 Model Management
3.2.1 Module Name
Model Management Module
3.2.2 Module Code
MODEL_MGMT
3.2.3 Document File
srs_model_management.json
3.2.4 Description
Product catalog management including model number creation, approval workflow, and substitute model handling
3.2.5 Key Features
- Model number creation and approval workflow
- Product type and manufacturer association
- Image upload and management
- Model search and filtering
- Rejected model substitution process
- Weight and description management
- Tech line classification
3.2.6 Integration Points
- Asset Auditing
- Sales Orders
- Inventory
3.2.7 Status
Complete
3.3 Warehouse Management
3.3.1 Module Name
Warehouse and Location Management
3.3.2 Module Code
WAREHOUSE_MGMT
3.3.3 Document File
srs_warehouse_management.json
3.3.4 Description
Organization, warehouse, and location hierarchy management with processing stage tracking
3.3.5 Key Features
- Organization management
- Warehouse creation and configuration
- Location and sub-location management
- Processing stage assignment
- Pallet management and tracking
- Location-based inventory tracking
3.3.6 Integration Points
- All operational modules
3.3.7 Status
Complete
3.4 Inbound Operations
3.4.1 Module Name
Inbound Operations Module
3.4.2 Module Code
INBOUND_OPS
3.4.3 Document File
srs_inbound_operations.json
3.4.4 Description
Complete inbound order lifecycle from creation through receiving and initial processing
3.4.5 Key Features
- Inbound order dashboard and creation
- Pickup information management
- SLA tracking and management
- Receiving workflow with pallet creation
- Order status management
- Processing instruction management
3.4.6 Integration Points
- Account Management
- Warehouse Management
- Asset Auditing
3.4.7 Status
Complete
3.5 Asset Auditing
3.5.1 Module Name
Asset Auditing and Processing Module
3.5.2 Module Code
ASSET_AUDIT
3.5.3 Document File
srs_asset_auditing.json
3.5.4 Description
Comprehensive asset data capture, auditing, grading, and processing workflows
3.5.5 Key Features
- Asset data capture with barcode scanning
- Serial number and client asset tag recording
- Product status management with decision trees
- Parts harvesting and component tracking
- Asset grading and condition assessment
- Data safety verification and wiping
- Inventory movement and status updates
3.5.6 Integration Points
- Model Management
- Warehouse Management
- Sales Orders
3.5.7 Status
Complete
3.6 Sales Operations
3.6.1 Module Name
Sales and Outbound Operations Module
3.6.2 Module Code
SALES_OPS
3.6.3 Document File
srs_sales_operations.json
3.6.4 Description
Sales order creation, pricing, outbound shipping, and fulfillment processes
3.6.5 Key Features
- Sales order dashboard and creation
- Product line management with pricing
- Asset-specific sales with bulk upload
- Purchase price assignment for buyback/revenue share
- Outbound order creation and fulfillment
- Shipping workflow with carrier integration
- Bill of lading and packing list generation
3.6.6 Integration Points
- Asset Auditing
- Warehouse Management
- Invoicing
- NetSuite
3.6.7 Status
Complete
3.7 Invoicing Integration
3.7.1 Module Name
Invoicing and NetSuite Integration Module
3.7.2 Module Code
INVOICE_INTEG
3.7.3 Document File
srs_invoicing_integration.json
3.7.4 Description
Invoice creation, adjustment, and automated NetSuite integration for accounting
3.7.5 Key Features
- Automated invoice calculation from service fees
- Manual invoice adjustments and additional fees
- NetSuite API integration for invoice creation
- Shipment data transmission to accounting
- Invoice status tracking and error handling
- Audit trail for all financial transactions
3.7.6 Integration Points
- Account Management
- Sales Operations
- NetSuite API
3.7.7 Status
Complete
3.8 System Administration
3.8.1 Module Name
System Administration Module
3.8.2 Module Code
SYS_ADMIN
3.8.3 Document File
srs_system_administration.json
3.8.4 Description
User management, role-based access control, master data management, and system configuration
3.8.5 Key Features
- User creation and management
- Role and permission management
- Master data configuration (dropdowns, reference data)
- System audit trails and logging
- Access control enforcement
- Configuration management
3.8.6 Integration Points
- All modules - foundational security and configuration
3.8.7 Status
Complete
4 Integration Architecture
4.1 Description
The ShieldCert System operates as a unified ITAD platform with three integration layers
4.2 Layers
4.2.1 Data Layer
4.2.1.1 Description
Centralized data management with real-time synchronization
4.2.1.2 Components
- PostgreSQL database with ACID compliance
- RESTful API framework for service communication
- Real-time data synchronization across modules
- Audit trail and change tracking
- Data validation and integrity enforcement
4.2.2 Business Layer
4.2.2.1 Description
Core business logic and workflow management
4.2.2.2 Components
- SOW-driven business rules engine
- SLA tracking and alerting system
- Asset status workflow management
- Decision tree processing for client-specific rules
- Automated calculations for pricing and revenue share
4.2.3 Presentation Layer
4.2.3.1 Description
User interfaces and external integrations
4.2.3.2 Components
- Responsive web application for all user roles
- Dashboard views for different operational areas
- Barcode/QR code scanning interfaces
- Report generation and export functionality
- NetSuite API integration for accounting
4.3 Api Framework
4.3.1 Architecture
RESTful APIs with JSON data format
4.3.2 Authentication
JWT-based authentication with role-based access control
4.3.3 Security
TLS 1.3 encryption, API rate limiting, input validation
4.3.4 Documentation
OpenAPI 3.0 specifications for all endpoints
4.3.5 Versioning
Semantic versioning with backward compatibility
5 Cross Cutting Concerns
5.1 Security
5.1.1 Authentication
JWT-based authentication with session management
5.1.2 Authorization
Role-based access control (RBAC) with granular permissions
5.1.3 Encryption
AES-256 at rest, TLS 1.3 in transit
5.1.4 Audit Trail
Comprehensive logging of all system actions and data changes
5.1.5 Compliance
Data protection regulations, environmental compliance tracking
5.1.6 Privacy
Client data isolation, secure document storage
5.2 Performance
5.2.1 Response Time
< 2 seconds for standard operations, < 5 seconds for complex reports
5.2.2 Throughput
Support 100+ concurrent users across all modules
5.2.3 Availability
99.9% uptime for production operations
5.2.4 Scalability
Microservices architecture supporting horizontal scaling
5.2.5 Batch Processing
Support for bulk asset processing and data imports
5.3 Data Governance
5.3.1 Ownership
Clear data ownership by business functions
5.3.2 Quality
Automated validation, duplicate detection, data cleansing
5.3.3 Retention
7 years transaction data, 3 years operational logs
5.3.4 Archival
Automated archival to cold storage after 2 years
5.3.5 Backup
Daily incremental, weekly full, 90-day retention
5.3.6 Disaster Recovery
RPO 4 hours, RTO 8 hours for critical systems
5.4 Monitoring
5.4.1 System Health
24/7 monitoring with automated alerting
5.4.2 Performance Metrics
Real-time dashboards for all key metrics
5.4.3 User Analytics
Usage patterns, feature adoption, performance tracking
5.4.4 Security Monitoring
Intrusion detection, anomaly alerts, access monitoring
5.4.5 Business Metrics
KPIs aligned with ITAD operational objectives
6 Deployment Strategy
6.1 Phased Approach
6.1.1 Phase 1
6.1.1.1 Name
Foundation (Months 1-3)
6.1.1.2 Modules
- Account Management
- Model Management
- System Administration
6.1.1.3 Objectives
Establish core data management, user access, and client onboarding
6.1.1.4 Success Criteria
All accounts migrated, users trained, basic workflows operational
6.1.2 Phase 2
6.1.2.1 Name
Operations (Months 4-6)
6.1.2.2 Modules
- Warehouse Management
- Inbound Operations
- Asset Auditing
6.1.2.3 Objectives
Deploy core operational workflows for asset intake and processing
6.1.2.4 Success Criteria
All receiving and auditing processes digital, asset tracking 99%+
6.1.3 Phase 3
6.1.3.1 Name
Sales & Integration (Months 7-9)
6.1.3.2 Modules
- Sales Operations
- Invoicing Integration
6.1.3.3 Objectives
Complete sales workflow and accounting integration
6.1.3.4 Success Criteria
End-to-end digital workflow, NetSuite integration operational
6.2 Pilot Locations
6.2.1 Primary Facility
Main ITAD processing facility for initial deployment
6.2.2 User Groups
Account managers, operations staff, value recovery team (20-30 users)
6.2.3 Asset Volume
1000+ assets per month for testing scalability
7 Training Change Management
7.1 Stakeholder Engagement
7.1.1 Early Involvement
User representatives in design and testing process
7.1.2 Champion Program
Identify and train super-users in each department
7.1.3 Feedback Loops
Regular user feedback sessions and iterative improvements
7.2 Training Program
7.2.1 Account Managers
2-day training on account setup, SOW management, order creation
7.2.2 Operations Staff
3-day training on receiving, auditing, inventory management
7.2.3 Value Recovery
2-day training on sales orders, pricing, shipping workflows
7.2.4 Warehouse Operators
1-day training on scanning, pallet management, basic operations
7.2.5 Administrators
3-day training on user management, system configuration, troubleshooting
7.3 Documentation
7.3.1 User Guides
Role-based user manuals with screenshots and workflows
7.3.2 Video Tutorials
Short videos for common tasks and troubleshooting
7.3.3 Quick Reference
Laminated cards for barcode scanning and common operations
7.3.4 Technical Documentation
System architecture, API docs, deployment procedures
7.3.5 Sops
Standard Operating Procedures for all ITAD processes
8 Risks Assumptions
8.1 Strategic Risks
| Risk | Mitigation |
|---|---|
| Data migration complexity from legacy systems | Phased migration approach, data validation tools, parallel running period |
| User adoption resistance due to change from manual processes | Comprehensive training, change management, demonstrating efficiency gains |
| NetSuite integration complexity and API limitations | Early integration testing, fallback manual processes, API monitoring |
| Barcode scanning hardware compatibility issues | Hardware testing, multiple vendor options, manual entry fallback |
| Compliance audit failures due to incomplete audit trails | Comprehensive logging, regular compliance reviews, external audit preparation |
8.2 Key Assumptions
- Management committed to digital transformation and process changes
- Staff willing to adopt new technology with appropriate training
- NetSuite API access and permissions available for integration
- Existing hardware (scanners, computers) compatible or can be upgraded
- Network infrastructure adequate for real-time operations
- Client SOWs can be standardized and digitized
- Current manual processes can be replicated digitally without loss of functionality
9 Success Metrics
9.1 Operational Efficiency
9.1.1 Asset Tracking
99%+ accuracy in asset location and status tracking
9.1.2 Processing Time
50% reduction in average asset processing time
9.1.3 Data Entry Errors
90% reduction through automated scanning and validation
9.1.4 Order Processing
75% faster order creation and management
9.1.5 Inventory Accuracy
99%+ accuracy in inventory counts and locations
9.2 Compliance Quality
9.2.1 Audit Trail
100% complete audit trails for all asset transactions
9.2.2 Sla Compliance
95%+ SLA adherence across all client agreements
9.2.3 Data Security
Zero data breaches or compliance violations
9.2.4 Reporting Accuracy
99%+ accuracy in client reporting and invoicing
9.3 Business Impact
9.3.1 Revenue Recovery
30% increase in asset recovery value through better tracking
9.3.2 Cost Reduction
40% reduction in administrative overhead
9.3.3 Client Satisfaction
95%+ client satisfaction with reporting and transparency
9.3.4 Processing Capacity
50% increase in asset processing capacity
10 Sign Off
10.1 Approval
| Role | Name | Signature | Date |
|---|---|---|---|
10.2 Document History
| Version | Date | Changes Made | Changed By |
|---|---|---|---|
| 1.0 | 2025-12-22 | Initial master document consolidating all ShieldCert System SRS modules based on Paladin Envirotech requirements | SRS Development Team |
11 Appendices
11.1 Module Documents
| Module | File | Html | |
|---|---|---|---|
| Account Management | srs_account_management.json | srs_account_management.html | srs_account_management.pdf |
| Model Management | srs_model_management.json | srs_model_management.html | srs_model_management.pdf |
| Warehouse Management | srs_warehouse_management.json | srs_warehouse_management.html | srs_warehouse_management.pdf |
| Inbound Operations | srs_inbound_operations.json | srs_inbound_operations.html | srs_inbound_operations.pdf |
| Asset Auditing | srs_asset_auditing.json | srs_asset_auditing.html | srs_asset_auditing.pdf |
| Sales Operations | srs_sales_operations.json | srs_sales_operations.html | srs_sales_operations.pdf |
| Invoicing Integration | srs_invoicing_integration.json | srs_invoicing_integration.html | srs_invoicing_integration.pdf |
| System Administration | srs_system_administration.json | srs_system_administration.html | srs_system_administration.pdf |
11.2 Acronyms
11.2.1 Itad
IT Asset Disposition
11.2.2 Sow
Statement of Work
11.2.3 Sla
Service Level Agreement
11.2.4 Rbac
Role-Based Access Control
11.2.5 Api
Application Programming Interface
11.2.6 Jwt
JSON Web Token
11.2.7 Tls
Transport Layer Security
11.2.8 Acid
Atomicity, Consistency, Isolation, Durability
11.2.9 Bol
Bill of Lading
11.2.10 Qr
Quick Response
11.2.11 Csv
Comma-Separated Values
11.2.12 Json
JavaScript Object Notation
11.2.13 Rest
Representational State Transfer
11.2.14 Crud
Create, Read, Update, Delete
11.2.15 Ui
User Interface
11.2.16 Ux
User Experience